Bulletin | Ice Cream Edition | July 2024

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The Assorted Flavours of CIRO's 2024 Priorities ▪ Cone of Conduct: Exemptions from Derivatives Business Conduct Rule ▪ Frozen Assets: CIRO Enforcement Report...

Canada Finance and Banking

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In this bulletin:

OSC's Annual Summary Report for Dealers, Advisers and Investment Fund Managers: A Layered Regulatory Sundae
CSA's Cool Recap of the Year in Review
CIRO's Serving up Proposals for Proficiency
ASC's 2024 Annual Report Scoop

In Brief: The Assorted Flavours of CIRO's 2024 Priorities ▪ Cone of Conduct: Exemptions from Derivatives Business Conduct Rule ▪ Frozen Assets: CIRO Enforcement Report

Important Reminders: More Than Just Sprinkles: FINTRAC's New Suspicious Transaction Reporting Requirements ▪ Total Cost Reporting: I Scream...

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Click the link to access a PDF of our full, monthly bulletin summarizing these recent developments. )) AUM Law Bulletin | Ice Cream Edition | July 2024

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Bulletin | Ice Cream Edition | July 2024

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Finance and Banking

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Canada